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Phys 498CQM Lecture Notes 13
Quantum States in Crystals

Monday, March 5, 2001
Lecturer: Richard Martin

Reading:
Thijssen Ch. 6
Classnotes on Periodic Crystals
Postscript file
Handed out in class

Periodic Crystals: Solution of Schrodinger Eq. for independent particles in periodic potential
The lecture follows the Postscript file for Classnotes on Periodic Crystals

Outline

  1. Periodic systems
    • Translation vectors: a(i,j) = ai(j); j = vector components, i lables translation vectors
    • Bravais Lattice of translations T
    • Density and potential as examples of periodic functions
    • Fourier Analysis of periodic functions
    • Reciprocal lattice G - primitive translation vectors: b(j,i) = bi(j)
  2. Crystals: Periodic systems
    • A crystal is a periodic array of atoms
    • Types, positions of atoms specified by basis
    • The crystal is specified by the lattice of translations and the basis
  3. Excitations in periodic systems
    • The Brillouin Zone, conservation of crystal momentum k
    • The Bloch theorem
    • Single particle solutions of Schrodinger Eq. in periodic system
    • Discrete eigenstates for each k - bands - en(k); n = 1,...
    • Solution of matrix (determinant) equations for each k separately
    • Independent particle solutions for electrons in crystals
    • Metals with a Fermi surface in k space
    • Insulators with filed bands and an energy gap at the Fermi energy
  4. Solution of Schrodinger-like equations for given effective potential
    • Setting up problem in plane wave basis
    • Hamiltonian matrix
    • Kinetic energy diagonal (1/2)(k+G)2
    • Potential off-diagonal V(G-G')
    • Solution by diagonalization
  5. Examples of types of solutions expected
    • One dimensional examples
    • Nearly free electron metals
    • Insulators like He
    • Semiconductors like silicon, diamond
  6. Constructing programs: (start discussion in this lecture)
        Input needed:
      • translation vectors, a(i,j)
      • positions, types of atoms in unit cell
      • form of potential
      • number of electrons
  7. Self-consistent solutions of local density equations
    • The density as a sum over squares of band eigenstates
    • The effective potential in the Kohn-Sham equations
    • Self-consistent solutions
    • Flow chart for full Self-consistent Kohn-Sham solution
    • Output: Density, total energy, eigenvalues
  8. Simpler version
    Assume form of potential (or matrix elements of hamiltonian instead of doing full self-consistent calculation
    • Illustrates key points
    • Empirical pseudopotential
    • Tight binding

Last Modified Mar. 4
Email question/comments/corrections to rmartin@uiuc.edu .